MEX HUB SCIB Reg Affairs and Compl Analyst II at Santander

London, England, United Kingdom

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Not SpecifiedCompensation

Mid-level (3 to 4 years)Experience Level

Full TimeJob Type

UnknownVisa

Banking, Financial ServicesIndustries

Requirements

Maintain working knowledge of all regulatory obligations and relate them to Global policies and procedures
Work as an AML and Compliance expert to provide direction and guidance on remediation actions
Collaborate closely with Local and Global Compliance, Change teams, AML/KYC functions, Client Data in Spain, global/local corporate CDO office, Onboarding Unit, Lines of Business, and AML Financial Crimes teams
Participate in multi-disciplinary teams for new business initiatives, IT/non-IT enhancement projects, and one-off assignments
Represent the team on data working groups or projects associated with Client Data
Analyze data from tools like Appian to identify opportunities for improvement, review, and process enhancement
Create detailed requirements documents for workflows led
Provide management with strategic updates, regular reports on team status and processes

Responsibilities

Perform KYC processes for new and existing customers
Manage the team's pipeline and MIS to ensure timely completion of KYC files and appropriate capacity management
Handle client escalations, issues, and special items related to KYC file completion with manager and local teams
Ensure customer record maintenance aligns with Data Governance, AML, Regulatory, and internal Policies/Standards
Participate in IT and non-IT projects related to Onboarding and KYC processes
Develop strategic partnerships with team leaders/managers in Onboarding, Lines of Business, and AML Financial Crimes
Manage and assess impact of operational implementation of technology/policy changes; drive continuous data quality improvements
Work with Client Data person in Spain and corporate CDO office on CLM data flow
Provide regular management reports and updates on team and process status
Check quality of On-boarding cases across client/non-client types per SCIB CLM Global Manuals and Local Addendas
Ensure SDD/CDD/EDD policy, standards, and procedures are followed; raise queries as needed
Validate receipt, validation, and escalation of required Regulatory & Tax documentation
Ensure integrity of information across all systems in the E2E process
Verify proper escalation of high-risk cases to Local RAC team/2nd line/Compliance
Oversee teams for Operations/transactions/alerts monitoring and controls across SCIB geographies
Track, record, and store FCOPs and CE alerts reviews per internal policy and procedures
Escalate suspicious activities timely to AML/Compliance Global/Local levels
Escalate potential sanctions links or heightened FC risks to General CLM Manager/FCOPs Director
Execute instructions timely from AML Compliance Officers or regulators
Ensure quality of processes per FCOPs and CE internal QC plan
Assist in development of in-person AML/CTF, Sanctions, Compliance training

Skills

KYC

AML

Regulatory Compliance

Client Onboarding

Data Governance

MIS

Pipeline Management

Appian

Client Data Management

Process Improvement

Project Management

Santander

Provides banking, investment, and insurance services

About Santander

Santander Bank provides a variety of financial services to individuals, small businesses, and large corporations in the United States. Its offerings include savings and checking accounts, loans, credit cards, and investment products. The bank also has specialized services through Santander Investment Services and insurance products via Santander Securities LLC. Santander stands out from its competitors by focusing on community growth, committing $13.6 billion to support initiatives like the 'Cultivate Small Business' program, which aids early-stage entrepreneurs, especially from underrepresented groups. The bank generates revenue through interest on loans, service fees, and commissions, while promoting responsible banking practices and financial education. Santander's goal is to empower individuals and businesses, enhance community prosperity, and provide comprehensive financial solutions.

Boston, MassachusettsHeadquarters

1902Year Founded

$75MTotal Funding

POST_IPO_DEBTCompany Stage

Fintech, Financial ServicesIndustries

10,001+Employees

Benefits

Health, dental, & vision

401k

Flexible PTO

Parental & sick leave

Discounts: technology, travel, auto, fitness, & tuition

Risks

ISO 20022 transition may challenge smaller business partners.

'Quishing' attacks pose a growing threat to consumer security.

Openbank faces competition in the U.S. high-yield savings market.

Differentiation

Santander's Openbank offers a 5.00% APY high-yield savings account nationwide.

The bank's Inclusive Communities Plan pledges $13.6 billion for community initiatives.

Santander's ISO 20022 adoption enhances operational efficiency and data management.

Upsides

Openbank's high-yield savings account attracts more U.S. customers.

Santander's renewable energy financing highlights commitment to sustainable investments.

Proactive cybersecurity measures enhance customer trust and protect digital assets.

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