Investment Guidelines Compliance, Associate at BlackRock

Tokyo, Japan

BlackRock Logo
Not SpecifiedCompensation
Junior (1 to 2 years)Experience Level
Full TimeJob Type
UnknownVisa
Finance, Asset ManagementIndustries

Requirements

  • Bachelor’s degree or equivalent in a related field; background in finance or similar fields preferred but not required
  • 3–4 years’ experience and above (Associate level)
  • Business proficiency in Japanese and English
  • Solid understanding of economic concepts, financial instruments, markets, and regulations is a plus
  • Comfortable working across multiple functions, geographies, and stakeholders with maturity and sound judgment
  • High energy, drive, and sense of urgency
  • Proficiency in Microsoft Office applications
  • Understanding of relational database concepts (including SQL) is beneficial

Responsibilities

  • Investment guideline monitoring of both BlackRock investment funds and client mandates
  • Pre-trade and post-trade investment guideline exception investigation and resolution
  • Collaborating with portfolio managers and internal partners to ensure compliance
  • Executing manual tests and identifying investment guideline coding issues
  • Gaining familiarity with BlackRock’s Aladdin applications, trade flow processes, data environments, and investment products
  • Troubleshooting potential errors
  • Contributing to efficiency and process improvement initiatives

Skills

Key technologies and capabilities for this role

Investment GuidelinesCompliance MonitoringAladdinPre-Trade CompliancePost-Trade ComplianceSQLMicrosoft OfficeFinancial InstrumentsPortfolio ManagementJapaneseEnglish

Questions & Answers

Common questions about this position

What is the work arrangement or hybrid policy for this role?

BlackRock uses a hybrid work model requiring employees to work at least 4 days in the office per week, with flexibility to work from home 1 day a week. Some business groups may require more office time, and new joiners can expect this model to support onboarding and learning.

What benefits does BlackRock offer?

Benefits include a strong retirement plan, tuition reimbursement, comprehensive healthcare, support for working parents, and Flexible Time Off (FTO).

What skills and experience are required for this Associate position?

Candidates need a Bachelor’s degree or equivalent, business proficiency in Japanese and English, proficiency in Microsoft Office, and understanding of relational database concepts like SQL is beneficial. A solid understanding of economic concepts, financial instruments, markets, and regulations is a plus, along with 3-4 years of experience.

What is the salary or compensation for this role?

This information is not specified in the job description.

What makes a strong candidate for this Portfolio Compliance Monitoring role?

Strong candidates have 3-4 years of experience at the Associate level, business proficiency in Japanese and English, comfort working across functions and geographies with maturity, high energy, drive, and sense of urgency.

BlackRock

About BlackRock

New York City, New YorkHeadquarters
1988Year Founded
$78,647.7MTotal Funding
IPOCompany Stage
Fintech, Financial ServicesIndustries

Benefits

Health Insurance
Unlimited Paid Time Off
Mental Health Support
Wellness Program
401(k) Retirement Plan

Risks

FDIC scrutiny could lead to regulatory challenges for BlackRock.
Workforce reduction may indicate internal financial pressures or strategic shifts.
Involvement in Yangzijiang Shipbuilding exposes BlackRock to geopolitical risks.

Differentiation

BlackRock's Bitcoin ETF, IBIT, reached over $50 billion in assets quickly.
The firm is developing a layer-2 tokenized real-world asset platform on Ethereum.
BlackRock's partnership with Frax Finance enhances its stablecoin market presence.

Upsides

IBIT's success attracts a broader range of cryptocurrency investors.
The Ethereum platform positions BlackRock as a leader in blockchain financial services.
Partnership with Frax Finance enhances digital finance offerings and compliance.

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