European Surveillance Officer at DRW

Amsterdam, North Holland, Netherlands

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Not SpecifiedCompensation

Mid-level (3 to 4 years), Senior (5 to 8 years)Experience Level

Full TimeJob Type

UnknownVisa

Financial Services, TradingIndustries

Requirements

Minimum 5 years’ experience working in Financial Services, and minimum of 3 years’ experience in Market Abuse surveillance
Experience of designing and testing new studies
Understanding of the EU and UK Market Abuse Regulation
Minimum of a Bachelor's degree
Excellent English written and verbal communication

Responsibilities

Surveillance of trading in Europe (including UK) across a wide range of asset classes
Market abuse surveillance on market data (on exchange and OTC), e-communications and voice records. Timely reviews of automated alerts
Configuration of existing alerts for new activity or to improve on existing studies
Designing new studies, internal or with third party providers
Drafting business requirements and undertaking user acceptance testing
Investigation and escalation of suspected breaches, supporting the submission of STORs
Managing market abuse related queries from Exchanges, DEA providers and Regulators
Managing the annual market abuse risk assessment and follow up actions
Responsible for Market Abuse Regulation training
Responsible for the Personal Account trading framework, including supporting employees in adhering to the policy, reviewing alerts and managing the annual attestation process
Supporting new business opportunities by ensuring Surveillance requirements are identified and delivered when adding new markets, asset classes or traders
Contributing to day-to-day Compliance support for the business including trader registrations with Exchanges, reviewing trade data of new activity, advising on Market Abuse regulations, and reviewing new trading systems
Contributing to the annual review of EU/UK automated trading
Providing regular Management Information on Surveillance to the relevant Boards of Directors
Monitoring for changes in EU or UK market abuse regulations and escalating potential impacts
Contributing to ad-hoc projects

Skills

Market Abuse Surveillance

Market Data Analysis

E-Communications Review

Voice Records Analysis

Alert Configuration

Study Design

User Acceptance Testing

STOR Submission

Regulatory Queries

Risk Assessment

MAR Training

Personal Account Dealing

DRW

Proprietary trading and risk management firm

About DRW

RGM Advisors engages in proprietary trading using its own capital to operate in various financial markets. The firm focuses on developing trading strategies that utilize advanced technology and data analytics to manage risk and pursue high returns. By serving institutional clients such as hedge funds and investment banks, RGM Advisors maintains a flexible business model that allows it to trade its own money, rather than clients' funds. This approach enables better risk management and the ability to generate revenue through trading profits, achieved by employing sophisticated algorithms and market-making strategies. RGM Advisors is distinguished by its global presence and its commitment to attracting top talent, providing them with the tools needed to excel and rewarding exceptional performance.

Chicago, IllinoisHeadquarters

2001Year Founded

M_AND_ACompany Stage

Quantitative Finance, Financial ServicesIndustries

1,001-5,000Employees

Benefits

Daily catered breakfast & lunch

Massages

Social events

Gym subsidy

Flexible work arrangements

Monthly tastings

Game room

On-site yoga classes and meditation

Employee led affinity groups

Mentor/mentee outings

Trivia nights

Educational opportunities

DRW-sponsored sports teams

Poker tournament

Private mother's suite

Risks

Increased competition from algorithmic trading firms may erode DRW's market share.

Cryptocurrency market volatility poses risks to DRW's crypto-assets strategy.

Talent war in tech and finance sectors may impact DRW's ability to retain top talent.

Differentiation

DRW combines technology, research, and risk management for diversified trading opportunities.

They operate using their own capital, allowing quick pivots to capture opportunities.

DRW has expanded into real estate, venture capital, and crypto-assets.

Upsides

Machine learning algorithms enhance predictive accuracy and risk management in trading.

DeFi platforms offer new opportunities for higher returns in crypto-assets.

Quantum computing revolutionizes trading strategies with faster, complex data analysis.

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