EMEA Compliance Officer(2nd Vice President) at Northern Trust

Manila, Metro Manila, Philippines

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Not SpecifiedCompensation

Senior (5 to 8 years)Experience Level

Full TimeJob Type

UnknownVisa

Banking, Financial Services, Asset ServicingIndustries

Requirements

Strong understanding of the financial products that the Banking & Markets business offers, and the potential conflicts of interest that Compliance function is expected to manage
Understanding of the objectives of the Compliance function, and awareness of the major financial regulations that Northern Trust is required to comply with
Ability to create useful and impactful Management Information from compliance monitoring data available, to demonstrate oversight
Excellent communication and problem analysis skills
Proficiency with Office 365 application, including Power BI, Excel, PowerPoint or other available technology platforms
Strong accuracy and attention to detail, and initiative to improve existing processes
Ability to operate effectively as part of a global team, working collaboratively with regional and global stakeholders
Strong organizational skills and an ability to manage multiple demands and changing priorities
Experience of effectiveness reviews and optimization projects

Responsibilities

Supporting the implementation of the global and regional Compliance Program for the EMEA Banking & Markets, including monitoring, testing compliance frameworks and executing against action plans
Liaising and maintaining excellent working relationships with stakeholders of all levels, providing assistance on compliance matters
Identifying and documenting compliance breaches where applicable
Representing compliance in relevant governance forums and committees
Active participation in EMEA Compliance team initiatives, and helping to develop the compliance culture within Northern Trust
Working in partnership with risk, compliance and controls team colleagues regionally / globally, including sharing of information and knowledge
Developing and executing compliance related projects

Skills

Key technologies and capabilities for this role

Compliance MonitoringCompliance TestingCompliance FrameworksRegulatory ComplianceEMEA ComplianceBanking ComplianceMarkets ComplianceForeign ExchangeSecurities FinancingTreasury Management

Questions & Answers

Common questions about this position

What is the working arrangement for this role?

The role follows a balanced hybrid working model, allowing time between the office and working from home. The schedule is Monday to Friday, 4pm – 1am MNL.

What are the key responsibilities of the EMEA Compliance Officer?

Responsibilities include supporting the implementation of the global and regional Compliance Program for EMEA Banking & Markets, liaising with stakeholders, identifying compliance breaches, representing compliance in governance forums, and developing compliance projects.

What skills and qualifications are required for this position?

Candidates need a strong understanding of financial products in Banking & Markets, potential conflicts of interest, objectives of the Compliance function, and major financial regulations applicable to Northern Trust, along with the ability to create relevant materials.

What is the team structure for this compliance role?

The role is part of the Global Banking and Markets Compliance Team within the corporate compliance function and will report to the Global Head of Banking and Markets Compliance.

What is the salary or compensation for this position?

This information is not specified in the job description.