Deputy MLRO at SEI

London, England, United Kingdom

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Not SpecifiedCompensation

Senior (5 to 8 years)Experience Level

Full TimeJob Type

UnknownVisa

Financial ServicesIndustries

Requirements

Proven background knowledge in financial crime experience (AML, Sanctions, Fraud, ABC, Facilitation of Anti-Tax Evasion and Market Abuse), preferably with exposure to Private Banking and Asset Management
Proven experience in managing teams
Must have a Financial Crime related qualification (ICA, ACAMs or equivalent)
Be able to work on their own initiative and enjoy the responsibility of delivering outcomes
Excellent analytical, research and critical thinking skills, with an ability to make informed judgements
Logical thinker with an attention to detail
Strong verbal, written communication skills and report writing skills
A collaborative team player, approachable, self-efficient and influences a positive work environment
Capable of prioritizing and multi-tasking in a dynamic, fast paced environment
High degree of personal and professional integrity

Responsibilities

Support the MLRO/Chief FCCO in ensuring SIEL maintains effective systems and controls to meet legal and regulatory requirements relating to money laundering, terrorist financing, financial sanctions, fraud, tax evasion, bribery & corruption and market abuse
Act as the team manager to oversee the day-to-day running of the Firm's FCC team and deputise for the MLRO in their absence
Support in the drafting, coordinating, monitoring and maintenance of SIEL’s FCC policies and procedures
Support the MLRO/Chief FCCO in delivering on the regulatory obligations, including producing the annual MLRO report, regulatory Financial Crime report and management information reporting
Provide guidance and support to the First Line of Defence (1LOD) AML Operations team and other business areas in their implementation and ongoing oversight of the FCC framework
Support the delivery of a robust 2LOD financial crime oversight monitoring and testing
Support with the annual financial crime risk assessments to maintain effectiveness of the FCC control framework
Review and investigate internal suspicious activity reports and fraud activities
Help identify opportunities for streamlining processes and implement efficiencies that will lead to enhanced client experience
Foster a strong culture of compliance by promoting awareness and understanding of financial crime issues at all levels of the Firm
Develop and maintain detailed knowledge of the UK legislation, regulations and guidance relating to financial crime
Dealing with Ad-hoc project-based tasks as needed

Skills

AML

Financial Crime Compliance

Regulatory Reporting

Policy Management

Team Management

Sanctions Compliance

Fraud Prevention

Bribery and Corruption

Market Abuse

SEI

Business and technology management consulting firm

About SEI

SEI provides consulting services focused on business and technology management. The firm works with clients to implement customized solutions and manage critical projects, particularly in sectors like healthcare. SEI's consultants collaborate closely with clients to tackle urgent and complex challenges, ensuring that each solution is specifically designed to meet the client's needs. Unlike many competitors, SEI is employee-owned, which fosters a strong commitment to client success and service quality. The company's goal is to enhance organizational performance through effective technology use and strategic planning, while also expanding its presence in various locations, including a new office in Charlotte.

Cincinnati, OhioHeadquarters

1992Year Founded

$705.3KTotal Funding

EARLY_VCCompany Stage

Consulting, Enterprise SoftwareIndustries

501-1,000Employees

Benefits

Flexible Work Hours

Remote Work Options

Risks

Increased competition from AI-adopting firms challenges SEI's market position.

Economic uncertainties may reduce budgets for consulting services, impacting SEI's revenue.

Rapid technological changes require continuous adaptation, straining SEI's resources.

Differentiation

SEI is employee-owned, enhancing commitment and service quality.

SEI offers tailored solutions, ensuring client-specific business and technology strategies.

SEI has a strong presence in multiple locations, including a new Charlotte office.

Upsides

SEI benefits from increased demand for digital transformation consulting post-pandemic.

Growing interest in employee-owned models boosts SEI's employee engagement and retention.

SEI's partnership with Canoe enhances its alternative investment data management capabilities.

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