Compliance Monitoring Officer

London, England, United Kingdom

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Not SpecifiedCompensation

Mid-level (3 to 4 years), Senior (5 to 8 years)Experience Level

Full TimeJob Type

UnknownVisa

Fintech, Consumer FinanceIndustries

Requirements

Candidates should possess a minimum of one year of experience in a compliance monitoring or similar role, along with a degree-level education in a relevant subject such as law, financial services, or business. They must also have knowledge of financial services regulations and compliance requirements, and strong communication skills, including the ability to articulate complex information effectively.

Responsibilities

As a Compliance Monitoring Officer, the individual will conduct thematic monitoring reviews, ongoing monitoring activity, and customer journey reviews to assess adherence to regulatory requirements and internal policies. They will identify and document potential risks and gaps, analyze data, prepare comprehensive reports, and collaborate with stakeholders to implement robust compliance controls and deliver great customer outcomes. Additionally, they will support the team with horizon scanning, internal and external reporting, case reviews, and provide second-line assurance for first-line functions, staying up-to-date with relevant laws and regulations.

Skills

Compliance Monitoring

Risk Assessment

Data Analysis

Reporting

Stakeholder Collaboration

Compliance Controls

Customer Journey Analysis

Lendtable

Provides credit lines for retirement contributions

About Lendtable

Lendtable helps employees increase their long-term wealth by providing lines of credit for retirement and employee stock purchase plans (ESPP). This service allows employees to contribute to their 401(k) plans or ESPPs without reducing their take-home pay, enabling them to take full advantage of employer matching contributions. The application process is straightforward, and Lendtable earns revenue through fees on the credit extended. The company's goal is to maximize retirement savings for employees of large corporations while keeping their monthly budgets intact.

San Francisco, CaliforniaHeadquarters

2020Year Founded

$22.5MTotal Funding

SERIES_ACompany Stage

Fintech, Financial ServicesIndustries

11-50Employees