Junior (1 to 2 years), Mid-level (3 to 4 years)Experience Level
Full TimeJob Type
UnknownVisa
InsuranceIndustries
Requirements
Bachelor’s degree or equivalent experience
Ability to read and interpret State and Federal statutes, regulations, bulletins, other legislative correspondence, insurance policies and company procedures
Ability to make decisions and meet deadlines
Ability to work efficiently with associates at all levels
Ability to train others upon the request of the supervisor
Ability to maintain confidentiality and a professional business image
Ability to work in the U.S. without current or future sponsorship
Responsibilities
Review and approve new producer appointment requests; update and maintain producer Life certifications in our system
Review, on an ongoing basis, State/Federal statutes, regulations and bulletins that impact compliance requirements
Evaluate current policies, procedures and products to ensure compliance with applicable laws. Make recommendations for change where appropriate
Provide accurate and relevant information that will support decisions and determinations regarding all compliance related issues
Assess risk potential of current procedures and recommend any necessary procedural changes to minimize loss exposure
Assist in the development and implementation of strategies to ensure compliance with policies and procedures, and to avoid future compliance problems
Assist in the development of future compliance programs
Ensure that any change in policy or procedure is clearly communicated, through both written and verbal means, to impacted departments/vendors. Follow up to ensure new procedures are understood and implemented