Analyst, AML CDD at Northern Trust

Manila, Metro Manila, Philippines

Not SpecifiedCompensation

Junior (1 to 2 years), Mid-level (3 to 4 years)Experience Level

Full TimeJob Type

UnknownVisa

Financial Services, BankingIndustries

Bachelor’s/College Degree in Economics, Finance/Accountancy/Banking, Business Studies/Administration/Management or equivalent
At least 2 years of related experience
Financial Institution Regulatory and Compliance knowledge including AML, Customer Identification Program (CIP), Enhanced Due Diligence (EDD), Know Your Customer (KYC) regulatory requirements, and Economic Sanctions laws and regulations
Strong analytical, interpersonal, verbal, and written communication skills
Organizational skills to coordinate compliance
Conceptual knowledge of theories, practices, and procedures within a job discipline
General knowledge of business developed through education or past experience
ACAMS certification desired but not required

Reviews client files for conformance with applicable AML policies, procedures, and regulatory requirements and works with front office teams to facilitate queries
Provides support and functional knowledge as it relates to compliance with applicable AML laws, rules, and standards
Performs continuous monitoring of customers including investigating Adverse Media and Politically Exposed Person alerts
Identifies and escalates to Global AML management any regulatory compliance risks associated with file reviews
Carries out business-related activities that may be required to support Global AML Compliance guidelines
Provides support as requested by Global AML Management to resolve compliance issues, including actions in response to Regulatory exam and Audit findings
Uses existing procedures to solve standard problems; analyzes information and standard practices to make judgments
Reviews assigned laws/regulations and related policies/procedures to understand test scripts for execution of testing
Conducts and adequately documents testing to assess compliance with and adherence to regulations and policies/procedures
Applies analytical skills to review information and determine potential control weaknesses or exceptions to policies/processes
Summarizes and communicates testing results in clear, concise language
Assists with validation testing of issues identified to ensure actions have been adequately closed
Participates in additional projects or initiatives as directed by management