Sr Risk Associate, Business Continuity (FS) at Capital One

Plano, Texas, United States

Capital One Logo
Not SpecifiedCompensation
Senior (5 to 8 years)Experience Level
Full TimeJob Type
UnknownVisa
Financial Services, BankingIndustries

Requirements

  • High School Diploma, GED or equivalent certification
  • At least 2 years of experience in Business Continuity Management
  • At least 2 years of experience supporting internal business clients
  • Preferred Qualifications
  • Bachelor's Degree
  • Certified Business Continuity Professional (CBCP) or Master Business Continuity Professional (MBCP)
  • 2+ years of experience in Business Analytics
  • 3+ years of experience in Risk Management or Process Management
  • 4+ years of experience in Business Continuity Management

Responsibilities

  • Provide professional risk judgment to enable business partners to tackle major company challenges in operational resiliency
  • Support business partners in managing their Business Continuity Plans and executing risk-based testing to validate control design and effectiveness
  • Ensure the business continuity program is thoroughly developed and maintained on a regular basis and meets business needs
  • Partner with the business to review and analyze organizational preparedness and make recommendations to improve recovery times after a natural disaster
  • Serve as a subject matter expert and provide guidance and governance to business partners for Business Continuity Management (BCM) processes
  • Provide input and support to maintain BCM program policy, governance structure, and routines aligned with guidelines
  • Gain experience with Operational Resilience frameworks, including Business Continuity, Crisis & Incident Response, Third Party, Cyber, and Technology Response
  • Perform risk management, including completing business impact analysis, risk assessments, and creating and maintaining business continuity plans
  • Analyze data to proactively identify risks and trends and provide insights to support internal customers in decision-making
  • Ensure independent escalation of risk management gaps, issues, concerns, emerging risks, and regulatory focus areas
  • Meet with key stakeholders and business partners to gather requirements, test control effectiveness, share results, and drive changes to the control environment
  • Assist with identification, tracking, and mitigation of all aspects of Business Continuity/Resiliency Management, including controls, risks, and issues
  • Assist with creating and facilitating tabletop exercises
  • Provide support to Capital One’s Crisis Management Program
  • Provide Audit and Exam management support
  • Provide recommendations for improving efficiencies and effectiveness to meet department and company business needs
  • Track and ensure remediation of improvement opportunities
  • Handle multiple tasks independently to meet deadlines
  • Document processes and projects (creating reports, presentations)
  • Be on a rotating on-call schedule for after office hours and weekends

Skills

Key technologies and capabilities for this role

Business Continuity ManagementRisk AssessmentBusiness Impact AnalysisOperational ResilienceCrisis ManagementIncident ResponseRisk ManagementData AnalysisBCM Governance

Questions & Answers

Common questions about this position

What are the basic qualifications for this Sr Risk Associate role?

Candidates must have a High School Diploma, GED, or equivalent certification, and at least 2 years of experience.

Is this a full-time position?

Yes, this is a full-time employment opportunity.

What does the role involve in terms of business continuity responsibilities?

You will support business partners in managing Business Continuity Plans, perform risk-based testing, conduct business impact analysis, risk assessments, and provide guidance on BCM processes.

What is the salary range for this position?

This information is not specified in the job description.

What kind of team and exposure will I have in this role?

You will be an integral member of the Auto Risk Office team with high-level exposure across the division, partnering closely with senior business and risk office leaders, technology, compliance, legal, and operational risk.

Capital One

Offers diverse financial products and services

About Capital One

Capital One provides a variety of financial services aimed at making banking accessible and easy for everyone. The company offers products such as credit cards, savings accounts, car loans, and business checking accounts, catering to both individual consumers and small businesses primarily in the United States. Capital One's approach includes user-friendly banking solutions with no fees or minimums for checking accounts, allowing customers to manage their finances more effectively. They generate revenue through interest on loans, credit card fees, and investment banking services. What sets Capital One apart from its competitors is its strong commitment to financial inclusion and literacy, demonstrated through community partnerships and educational initiatives, such as collaborations with Khan Academy. The company's goal is to create a more inclusive financial system and empower customers with the knowledge and tools they need to make informed financial decisions.

McLean, VirginiaHeadquarters
2014Year Founded
$15.9MTotal Funding
IPOCompany Stage
Fintech, Financial ServicesIndustries
10,001+Employees

Benefits

Medical, Dental, & Vision coverage
Onsite Health Centers
Prescription saving with network of local pharmacies
Stock Purchase Plan
Education Assistance
401(k)
Flexible Spending Accounts
Life and Disability insurance
Generous paid time off + corporate & floating holidays
Registered dieticians on site, cooking classes and free virtual fitness classes
Employee Assistance Program

Risks

Increased competition in subscription management tools may dilute Capital One's advantage.
Over-reliance on partnerships could expose Capital One to technological risks.
Departure of key personnel like Joe Rodriguez may affect risk management continuity.

Differentiation

Capital One offers user-friendly banking with no fees or minimums for checking accounts.
The company partners with Khan Academy to provide financial literacy education.
Capital One is the first major U.S. bank to offer subscription management tools.

Upsides

Capital One's mobile app is a model for secure, user-friendly digital banking.
Data sharing with Worldpay enhances payment security and fraud prevention.
Partnerships with fintechs like Minna Technologies improve customer experience.

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