Backend Engineer - AI Agent & Governance
SuperblocksSalary not specified
Full Time
Mid-level (3 to 4 years)
Senior Risk Manager - AML Investigation Process Governance at Capital One
Richmond, Virginia, United States
Not SpecifiedCompensation
Senior (5 to 8 years)Experience Level
Full TimeJob Type
UnknownVisa
Financial Services, BankingIndustries
Requirements
- Bachelor’s Degree or military experience
- At least 5 years of Anti-Money Laundering (AML) Compliance or Risk Management experience
- At least 2 years of experience in Project or Process Management
- At least 2 years of experience in Operations Management
- Critical thinker who seeks to understand the business, its processes, risks and overall control environment
- Adapts to change, embraces bold ideas, and is intellectually curious
- Successful track record of thriving in a fast paced, entrepreneurial and dynamic environment
- Creates energy and an environment that fosters trust, collaboration, and belonging
- Excellent written and oral communication skills
- Preferred Qualifications
- BPM Certified
- 6+ years of Risk Management experience
- 3+ years of project or process management experience
- Certified Regulatory Compliance Manager (CRCM) Certification
- Association of Certified Anti-Money Laundering Specialist (ACAMS) certification
- Certified Risk Professional or its equivalent
Responsibilities
- Own multiple, business critical, processes ensuring they’re delivered on time with high quality, with a focus on the AML as your customer
- Utilize experience of decision making, problem solving and the ability to combine stakeholder experience, business priorities and insights from a range of sources to make effective recommendations
- Provide inspirational and inclusive leadership of process area leads
- Understand the external environment and work with leadership to identify opportunities to refine our practices to meet the evolving needs of AML investigations
- Create compelling business cases for change and investment
- Support projects by partnering with technology, other teams, and vendors to ensure processes are built to be effective and efficient with a focus on key business objectives
- Demonstrate that AML processes meet the relevant regulatory requirements and that you’ve considered, and appropriately mitigated risks
- Continuously develop the team's skills in Process Management through coaching and training
- Conduct regular procedural reviews and provide analysis to leadership and stakeholders to ensure consistency and identify any potential gaps, risks and/or inconsistencies within AML investigative guidance
Skills
AML
Process Governance
Risk Management
Process Improvement
Stakeholder Management
Regulatory Compliance
Leadership
Problem Solving
Business Case Development
Team Coaching
Procedural Reviews
Capital One
Offers diverse financial products and services
About Capital One
Capital One provides a variety of financial services aimed at making banking accessible and easy for everyone. The company offers products such as credit cards, savings accounts, car loans, and business checking accounts, catering to both individual consumers and small businesses primarily in the United States. Capital One's approach includes user-friendly banking solutions with no fees or minimums for checking accounts, allowing customers to manage their finances more effectively. They generate revenue through interest on loans, credit card fees, and investment banking services. What sets Capital One apart from its competitors is its strong commitment to financial inclusion and literacy, demonstrated through community partnerships and educational initiatives, such as collaborations with Khan Academy. The company's goal is to create a more inclusive financial system and empower customers with the knowledge and tools they need to make informed financial decisions.
McLean, VirginiaHeadquarters
2014Year Founded
$15.9MTotal Funding
IPOCompany Stage
Fintech, Financial ServicesIndustries
10,001+Employees
Benefits
Medical, Dental, & Vision coverage
Onsite Health Centers
Prescription saving with network of local pharmacies
Stock Purchase Plan
Education Assistance
401(k)
Flexible Spending Accounts
Life and Disability insurance
Generous paid time off + corporate & floating holidays
Registered dieticians on site, cooking classes and free virtual fitness classes
Employee Assistance Program
Risks
Increased competition in subscription management tools may dilute Capital One's advantage.
Over-reliance on partnerships could expose Capital One to technological risks.
Departure of key personnel like Joe Rodriguez may affect risk management continuity.
Differentiation
Capital One offers user-friendly banking with no fees or minimums for checking accounts.
The company partners with Khan Academy to provide financial literacy education.
Capital One is the first major U.S. bank to offer subscription management tools.
Upsides
Capital One's mobile app is a model for secure, user-friendly digital banking.
Data sharing with Worldpay enhances payment security and fraud prevention.
Partnerships with fintechs like Minna Technologies improve customer experience.
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