Chief Compliance Officer, Derivatives Exchange
Kraken$146,000 - $234,000/year
Full Time
Expert & Leadership (9+ years)
Senior Associate, Derivatives Middle Office at Capital One
McLean, Virginia, United States
Not SpecifiedCompensation
Mid-level (3 to 4 years), Senior (5 to 8 years)Experience Level
Full TimeJob Type
UnknownVisa
Finance, Capital Markets, BankingIndustries
Requirements
- Bachelor's degree or Military experience
- At least 2 years of experience in Finance OR Capital Markets OR a combination
- Financial product or Treasury/Bank Operations knowledge
- Solid analytical skills
- Excellent communication skills
- Preferred Qualifications
- Bachelor’s degree in Business, Finance, or Economics
- 3+ years of experience in Capital Markets Operations or similar financial institution experience
- 2+ years of banking experience within treasury or middle office, or back office
- Proficient in the use of Bloomberg, Excel, SQL, and Python
- Strong problem-solving skills
- Experience with system implementation and user acceptance testing
Responsibilities
- Trade affirmation of Corporate and Commercial OTC derivative activity, including validating commercial profit & loss
- Execute daily reporting and record retention controls to ensure team adheres to Swap Dealer regulations
- Liaison with counterparties to perform portfolio reconciliation and remediate trade and valuation discrepancies
- Perform and monitor derivative clearing and settlement
- Maintain the integrity of market data parameters in the system of record that drive model and trade valuations
- Identify opportunities for process and financial modeling efficiencies, cost reduction, and enhanced controls
- Maintain and enhance daily automation controls coded using SQL and Python
Skills
Key technologies and capabilities for this role
Questions & Answers
Common questions about this position
What is the salary range for this Senior Associate role?
In McLean, VA, the salary range is $109,000 - $124,400 for Sr. Analyst, Capital Markets & Risk. Candidates in other locations will be subject to the pay range for that location, and the role is eligible for performance-based incentive compensation including cash bonuses and/or long-term incentives.
Is this position remote or does it require working in an office?
This information is not specified in the job description.
What skills are required for this Derivatives Middle Office role?
Basic qualifications include a Bachelor's degree or military experience and at least 2 years in Finance or Capital Markets. Preferred skills are proficiency in Bloomberg, Excel, SQL, and Python, strong problem-solving, and experience in Capital Markets Operations or Treasury/Middle Office.
What does the Derivatives Middle Office team do?
The team services Corporate Treasury and Commercial Banking through derivative trade support, trade maintenance, lifecycle event monitoring, and regulatory reporting. Responsibilities include trade affirmation, daily reporting, portfolio reconciliation, clearing and settlement, and maintaining market data integrity.
What makes a strong candidate for this position?
An ideal candidate has financial product or Treasury/Bank Operations knowledge, solid analytical skills, excellent communication skills, 3+ years in Capital Markets Operations, banking experience in treasury/middle/back office, and proficiency in SQL, Python, Bloomberg, and Excel.
Capital One
Offers diverse financial products and services
About Capital One
Capital One provides a variety of financial services aimed at making banking accessible and easy for everyone. The company offers products such as credit cards, savings accounts, car loans, and business checking accounts, catering to both individual consumers and small businesses primarily in the United States. Capital One's approach includes user-friendly banking solutions with no fees or minimums for checking accounts, allowing customers to manage their finances more effectively. They generate revenue through interest on loans, credit card fees, and investment banking services. What sets Capital One apart from its competitors is its strong commitment to financial inclusion and literacy, demonstrated through community partnerships and educational initiatives, such as collaborations with Khan Academy. The company's goal is to create a more inclusive financial system and empower customers with the knowledge and tools they need to make informed financial decisions.
McLean, VirginiaHeadquarters
2014Year Founded
$15.9MTotal Funding
IPOCompany Stage
Fintech, Financial ServicesIndustries
10,001+Employees
Benefits
Medical, Dental, & Vision coverage
Onsite Health Centers
Prescription saving with network of local pharmacies
Stock Purchase Plan
Education Assistance
401(k)
Flexible Spending Accounts
Life and Disability insurance
Generous paid time off + corporate & floating holidays
Registered dieticians on site, cooking classes and free virtual fitness classes
Employee Assistance Program
Risks
Increased competition in subscription management tools may dilute Capital One's advantage.
Over-reliance on partnerships could expose Capital One to technological risks.
Departure of key personnel like Joe Rodriguez may affect risk management continuity.
Differentiation
Capital One offers user-friendly banking with no fees or minimums for checking accounts.
The company partners with Khan Academy to provide financial literacy education.
Capital One is the first major U.S. bank to offer subscription management tools.
Upsides
Capital One's mobile app is a model for secure, user-friendly digital banking.
Data sharing with Worldpay enhances payment security and fraud prevention.
Partnerships with fintechs like Minna Technologies improve customer experience.
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