Paralegal Consultant--Investment Company Act Products at Northwestern Mutual

Milwaukee, Wisconsin, United States

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Not SpecifiedCompensation

Senior (5 to 8 years)Experience Level

Full TimeJob Type

UnknownVisa

Financial Services, Insurance, Investment ManagementIndustries

Requirements

Bachelor's degree and at least five years of variable product and/or mutual fund paralegal experience (additional experience with a certificate of paralegal studies from a program approved by the American Bar Association may be considered in lieu of Bachelor's degree)
Experience with other federal securities laws is a plus
Corporate governance experience is desirable
Experience using the DFIN ArcPro registration statement management and publishing system, or comparable system, is preferred
Exceptional organizational skills and expert knowledge of Office 365 and Adobe applications
Excellent interpersonal, written, and oral communication skills
Highly analytical and curious mind, creativity, comfort dealing with ambiguity, integrity, high ethical standards, and a positive outlook
Demonstrated ability to collaborate and contribute effectively in a team environment while working independently and approaching work with a proactive mindset
Ability to effectively prioritize multiple tasks at the same time
Keen problem-solving approach using sound reasoning and practical judgment to achieve results that balance benefits for all stakeholders
Flexible and adaptable in terms of general skill sets and aspirations

Responsibilities

Helping to manage the process, and assisting in the drafting, publishing, and filing of new and existing annual registration statements, annual and semi-annual reports, prospectus supplements, proxy/information statements, and related documents with the Securities and Exchange Commission
Aiding in the implementation of new SEC rules applicable to variable products, mutual funds, and their registered investment advisers
Performing legal and public records searches
Maintaining and updating files, policies, procedures, and databases
Assisting with the maintenance of sub-custodial registrations for foreign investments

Skills

SEC Filings

Registration Statements

Prospectus Supplements

Proxy Statements

Legal Research

Public Records Searches

Securities Law

Investment Company Act

Variable Annuities

Mutual Funds

Regulatory Compliance

Northwestern Mutual

Provides financial security services, and wealth management

About Northwestern Mutual

Northwestern Mutual offers personalized financial planning, life insurance, and investment services, leveraging leading-edge technology to manage over $125 billion in client assets for more than 4.5 million clients.

Milwaukee, WisconsinHeadquarters

1856Year Founded

N/ACompany Stage

Consulting, Fintech, Financial ServicesIndustries

10,001+Employees

Benefits

Growing your Career

Compensation & Time Off

Insurance plans

Health Savings Account

Wellness programs & resources

401(k) plan and cash balance contributions

Risks

Fintech platforms like Carefull challenge traditional financial advisory services.

Internal competition may arise from Wellthi's focus on the Black community.

Customer dissatisfaction may grow due to increased retirement age expectations.

Differentiation

Northwestern Mutual maintains the highest financial strength ratings in the industry.

The company launched 'The Great Realization' campaign to refocus customer priorities.

Northwestern Mutual offers a unique Long-Term Advantage product with life insurance benefits.

Upsides

The aging population increases demand for retirement planning and long-term care solutions.

Partnerships with tech firms enhance Northwestern Mutual's data analytics capabilities.

Digital transformation in insurance leads to more personalized customer experiences.

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