Governance, Risk and Compliance Manager / Lead at Clear Street

New York, New York, United States

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Not SpecifiedCompensation

Mid-level (3 to 4 years), Senior (5 to 8 years)Experience Level

Full TimeJob Type

UnknownVisa

Fintech, Financial Services, Capital MarketsIndustries

Requirements

7+ years of experience in GRC, security compliance, risk management, or related functions
Strong understanding of common security frameworks (SOC 2, ISO 27001, NIST CSF, PCI-DSS)
Experience managing audits end-to-end
Demonstrated ability to build and maintain governance processes and cross-functional compliance programs
Excellent documentation, communication, and stakeholder-management skills
Experience in technology, fintech, financial services, or other highly regulated industries
(Preferred) Experience working in a startup or high-growth environment
(Preferred) Familiarity with GRC platforms (e.g., Vanta, Drata, Tugboat, ServiceNow GRC)
(Preferred) Understanding of relevant regulatory requirements (e.g., GLBA, SOX, GDPR, PSD2, NYDFS 500)

Responsibilities

Develop, maintain, and manage the company’s security and compliance policy framework
Ensure policies are current, properly communicated, approved, and effectively implemented across the organization
Oversee periodic reviews of all internal policies to ensure alignment with regulatory changes, industry best practices, and contractual obligations
Educate teams on policy requirements and drive adherence across the organization
Build, implement, and continuously refine the company’s cyber security risk management framework
Lead risk identification, assessment, scoring, and periodic re-evaluations for technical and non-technical risks
Maintain the corporate risk register
Manage all internal and external audits including SOC 2, ISO 27001, regulatory exams, and customer due-diligence requests
Coordinate and prepare audit evidence, ensuring controls are well-designed and operating effectively
Serve as the primary liaison with external auditors, security assessors, and regulatory bodies
Track audit findings, remediation tasks, and ensure timely closure of identified gaps
Oversee internal compliance testing and continuous monitoring activities
Maintain and improve the company’s control inventory aligned with frameworks such as SOC 2, ISO 27001, NIST, PCI, GDPR, etc
Partner with engineering, IT, product, and business teams to ensure controls are implemented and validated
Drive improvements to operational processes to strengthen our compliance posture

Skills

Key technologies and capabilities for this role

GRCGovernanceRisk ManagementCompliancePolicy ManagementCyber SecurityRegulatory ComplianceFramework DevelopmentCross-functional Initiatives

Questions & Answers

Common questions about this position

What is the salary or compensation for the Governance, Risk and Compliance Manager role?

This information is not specified in the job description.

Is this role remote or does it require office presence?

This information is not specified in the job description.

What skills and qualities are required for this GRC Manager position?

The role requires being proactive, highly organized, hands-on, detail-oriented, capable of owning cross-functional initiatives, and comfortable in a dynamic startup environment.

What is the company culture like at Clear Street?

Clear Street has a dynamic startup environment and combines highly-skilled product and engineering talent with seasoned finance professionals.

What makes a strong candidate for this GRC Manager / Lead role?

A strong candidate is proactive, highly organized, hands-on, detail-oriented, able to own cross-functional initiatives, and thrives in a dynamic startup setting.

Clear Street

Provides prime brokerage and trading services

About Clear Street

Clear Street provides a unified platform for trading various financial products, including equities and options, across major markets. Their services focus on prime brokerage, which encompasses trade execution, financing, clearing, and custody, helping clients manage their trading activities effectively. The platform is cloud-based and API-first, allowing for easy integration with other systems and scalability for users. This setup enables clients to concentrate on trading rather than technical complexities. Clear Street differentiates itself with competitive pricing and a flexible approach, catering to both individual investors and large institutions. The company's goal is to enhance the infrastructure of capital markets, making trading more efficient and accessible.

New York City, New YorkHeadquarters

2018Year Founded

$457.2MTotal Funding

SERIES_BCompany Stage

Fintech, Financial ServicesIndustries

501-1,000Employees

Benefits

Company equity

401k matching

Parental leave

Full medical, dental & vision insurance

Lunch stipends

Fully stocked kitchens

Happy hours

Risks

Increased competition in cloud-native brokerage could pressure Clear Street's market share.

Regulatory changes in Europe may impose additional compliance costs for Clear Street.

Cryptocurrency market volatility could impact Clear Street's BTC yield strategies.

Differentiation

Clear Street offers a cloud-native clearing and custody system for capital markets.

The company provides a unified platform for trading equities and options globally.

Clear Street's API-first approach allows seamless integration with other software systems.

Upsides

Clear Street's UK expansion opens access to European markets and new revenue streams.

Winning top awards in technology and client service enhances Clear Street's market reputation.

Investment in Databento boosts Clear Street's access to advanced market data solutions.

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