Crypto Compliance Senior Audit Manager, US
OKXSalary not specified
Full Time
Mid-level (3 to 4 years), Senior (5 to 8 years)
Not SpecifiedCompensation
Senior (5 to 8 years)Experience Level
Full TimeJob Type
UnknownVisa
Fintech, Blockchain, Cryptocurrency, Capital MarketsIndustries
Requirements
- Deep knowledge of global regulations and mandates pertaining to cryptocurrency and other digital assets
- 3+ years experience with various cryptocurrency exchange platforms and their risk management protocols
- Familiarity with blockchain technology, from its underlying concepts to its architecture and protocols
- 3+ years experience coordinating money transmitter licenses with states
- 2+ years experience coordinating regulatory
Responsibilities
- Assisting the CCO in ensuring that the cryptocurrency exchange complies with all applicable laws and regulations
- Assist with documentation of risk reporting procedures and ensure in line with models and methodology documentation
- Assist in the daily risk reporting and monitoring of the markets and measuring the risk exposure of user portfolios
- Proactively identify, report and ensure transparency of risks, and immediate escalation of material issues to risk managers
- Analyze market microstructure on crypto derivative markets, periodically review and calibrate risk models according to market conditions
- Monitor compliance with regulation and perform both qualitative and quantitative analysis, independent testing, automating the monitoring and challenging of data and models
- Monitor the development of crypto exchange industry and identify industry trends and risks for further business development
- Conducting investigations into potential Exchange rule violations, performing various compliance-related audits and monitoring, and handling other compliance-related functions
- Conduct compliance ad-hoc monitoring for potential rule violations or concerning activities related to trading activity, money laundering and fraud
- Routinely communicate with market participants regarding compliance-related functions and investigative responsibilities
- Communicate compliance analysis and findings to department management, staff, and other business members
- Assesses the organization’s cryptocurrency activities to identify any potential areas of non-compliance, and makes sure that all related procedures and controls are properly implemented
- Assist in the implementation and documentation of standard operational processes related to new product listing, product parameters and model parameters calibration
Skills
Key technologies and capabilities for this role
Questions & Answers
Common questions about this position
What is the salary or compensation for the Digital Assets Compliance Officer role?
This information is not specified in the job description.
Is this Digital Assets Compliance Officer position remote or does it require office work?
This information is not specified in the job description.
What key skills and experience are required for the Crypto Compliance Officer role?
The role requires experience as a senior cryptocurrency professional, knowledge of compliance for a registered MSB, licensed broker dealer, and investment advisor, and skills in risk reporting, market analysis, regulatory monitoring, investigations, and audits in crypto exchanges.
What does the company culture or team environment look like at Figure?
This information is not specified in the job description.
What makes a strong candidate for the Digital Assets Compliance Officer position?
A strong candidate is an experienced senior cryptocurrency professional capable of building and maintaining a US Crypto Compliance Program, with expertise in regulatory compliance across state, federal, and international requirements for crypto exchanges.
Figure
Blockchain-based home equity lending solutions
About Figure
Figure is a financial technology company that uses blockchain technology to improve financial transactions, specifically in the home equity lending market. It offers products like Home Equity Lines of Credit (HELOCs) and mortgage refinancing, allowing homeowners to access their home equity quickly and efficiently. The application process is fully online, enabling homeowners to receive funds in as little as five days, which is much faster than traditional banks that can take weeks or months. Figure ensures secure and cost-effective transactions through blockchain, and it generates revenue from origination fees and interest on loans, with competitive rates starting at 3.49% APR. Targeting homeowners across various U.S. states, Figure aims to meet the demand for quick access to home equity for purposes like home improvements or debt consolidation.
San Francisco, CaliforniaHeadquarters
2018Year Founded
$406.6MTotal Funding
SERIES_DCompany Stage
Fintech, Crypto & Web3Industries
201-500Employees
Benefits
Health & wellness - Figure pays 100% of premium costs for employees and dependents for medical, dental, and vision insurance (with the exception of costs associated with the buy-up medical plan.)
Continuing education - Figure will reimburse eligible employees for approved continuing education that either offers growth in an area related to his or her current position or that may lead to promotional opportunities.
Flexible time off - We offer 10 company-wide holidays plus one personal holiday, generous Flexible Time Away (FTA), Paid Time Off (PTO), and Paid Parental Leave.
Bonus & stock options - Figure’s Bonus Plan recognizes and rewards eligible employees’ efforts and contributions. Eligible employees are also granted an option to purchase a set number of shares of Figure’s common stock.
Risks
Recent layoffs may indicate financial instability or restructuring challenges.
New piggyback loan product could increase financial risk amid housing affordability issues.
Volatile crypto market could impact Figure's blockchain initiatives.
Differentiation
Figure uses blockchain to offer fast, secure home equity access in five days.
The company provides a fully online application process, unlike traditional banks.
Figure's competitive interest rates start as low as 3.49% APR.
Upsides
Increased blockchain adoption boosts Figure's secure transaction offerings.
Figure Connect taps into the demand for liquid private capital markets.
Michael Tannenbaum's appointment as CEO suggests potential for growth.
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