Senior Internal Auditor at Vanguard

Wayne, Pennsylvania, United States

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Not SpecifiedCompensation

Senior (5 to 8 years)Experience Level

Full TimeJob Type

UnknownVisa

Financial ServicesIndustries

Requirements

Undergraduate degree in a business-related field or equivalent combination of training and experience
Professional certification or advanced degree (e.g., MBA, CPA, CIA) is a plus
Minimum of three years proven experience required; experience in audit, risk or controls (e.g., operational audits, financial statement audits, internal audits, advisory/consulting, controls/compliance/legal) preferred
Proven ability to function in fast-paced, ambiguous environment working with multiple and diverse responsibilities
Data analytics literacy, with the ability to apply analytical techniques to extract actionable insights and drive informed decision-making
Strong written and verbal communication and a willingness to assist in areas outside of direct assignments when necessary
Must be local to Chesterbrook, PA office (hybrid position)
Vanguard is not offering visa sponsorship for this position

Responsibilities

Perform complex work for risk-based audits and consulting engagements (including research, evaluation and analysis, testing and reporting) on topics related to risk, governance, process, technology, controls, and operating practices of assigned engagements
Connect with various levels of management (department and client) to discuss progress and results including opportunities to strengthen processes/controls and related remediation efforts
Participate in client discussions including assessment of risk and effectiveness of controls based on relevant knowledge and experience; encourage healthy debate and collaboration among the audit team and establish relationships with business process owners and management
Prepare and deliver high-quality internal work papers and client facing deliverables such as process/control narratives, flowcharts, testing documentation, conclusions, recommendations and audit report findings
Apply relevant industry acumen including best practices, established standards, regulatory and global impact considerations to provide recommendations to business management
Act as a mentor to less experienced auditors by coaching on internal audit processes and methodology as well as business lines and supporting technology
Participate in special projects and department initiatives, as needed

Skills

Internal Audit

SOX Compliance

Risk Assessment

Control Testing

Audit Reporting

Process Narratives

Flowcharts

Governance

Risk Management

Mentoring

Vanguard

Client-owned investment management firm offering low-cost funds

About Vanguard

Vanguard provides financial services with a focus on investment management. The company offers a variety of products, including mutual funds, exchange-traded funds (ETFs), individual retirement accounts (IRAs), and 401k rollovers, aimed at individual investors, financial advisors, and institutions. Vanguard's unique ownership structure means it is owned by its funds, which are in turn owned by the clients, allowing it to prioritize the needs of its investors over external shareholders. This model enables Vanguard to offer low-cost investment options, as it primarily earns revenue through management fees that are generally lower than industry standards. Additionally, Vanguard provides personalized investment advisory services, charging fees based on the assets managed. The company's goal is to help clients grow their wealth and achieve their financial objectives through effective investment strategies, while maintaining a competitive performance track record.

Kline Township, PennsylvaniaHeadquarters

1975Year Founded

SECONDARYCompany Stage

Fintech, Financial ServicesIndustries

10,001+Employees

Benefits

Best-in-class medical, dental & vision coverage

Onsite health clinic & fitness center

Health Smart Rewards program

Vanguard Retirement Savings Plan

Education Benefits

PTO

Family Planning Benefist

Parental leave

Personal development opportunities

Volunteer Time Off

Risks

Competition from AI-driven platforms like Writer challenges Vanguard's traditional advisory services.

Vanguard's stake in Steelcase exposes it to the volatile furniture market.

New active bond ETFs may struggle in a low-yield environment with increasing competition.

Differentiation

Vanguard is client-owned, aligning its interests with investors, unlike traditional firms.

The firm offers low-cost investment products, making it attractive to cost-conscious investors.

Vanguard's ownership structure allows it to focus on long-term investor value.

Upsides

Vanguard's new active bond ETFs offer diversified, low-cost fixed income options.

The acquisition of Steelcase shares diversifies Vanguard's portfolio into the furniture industry.

Launching the International Dividend Growth Fund appeals to investors seeking sustainable dividend growth.

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